Stifel at a Glance

Bear and Bull sketch drawing Stifel Financial Corp. (NYSE: SF) is a financial services holding company headquartered in St. Louis, Missouri.

Through several wholly owned subsidiaries, we serve individuals, professional money managers, corporations, and municipalities throughout the U.S. and in Europe, offering:

Private client services, including wealth management and financial planning;
Institutional equity and
Fixed income sales, trading and research, and municipal finance;
Investment banking services, including mergers and acquisitions, public offerings, and private placements; and
Retail and commercial banking, including personal
and commercial lending
.

OUR SUBSIDIARIES

Stifel, Nicolaus & Company, Incorporated

Our principal subsidiary; one of the nation's leading full-service retail and institutional wealth management and investment banking firms

Keefe, Bruyette & Woods, Inc.

A full-service boutique investment bank and broker-dealer specializing in the financial services sector

Miller Buck re & Co., LLC

A leading investment bank specializing in corporate restructuring and recapitalization

Stifel Bancorp, Inc.

The holding company for Stifel Bank and Stifel Bank & Trust, our retail and commercial banks, and Stifel Trust Company, N.A. and Stifel Trust Company Delaware, N.A., our trust companies

Century Securities Associates, Inc.

An independent contractor broker-dealer firm

Stifel Nicolaus Europe Limited

Our European subsidiary, based in London with offices in Geneva, Madrid, and Zurich

Asset Management Firms

• 1919 Investment Counsel, LLC

• EquityCompass Investment Management, LLC

• Washington Crossing Advisors, LLC

• Ziegler Capital Management, LLC

This is not a comprehensive list of subsidiaries.

HISTORY founded in 1890	EQUITY CAPITAL $3.2 billion as of December 31, 2018	ASSOCIATES The firm has approximately 7,500 associates	OWNERSHIP Stifel Financial Corp. is listed on the New York Stock Exchange under the ticker symbol SF

REVENUES $3.2 billion in 2018 – our 23rd consecutive year of record net revenues	SENIOR EXECUTIVES Ronald Kruszewski Chairman and Chief Executive Officer James Zemlyak Co-President Victor Nesi Co-President Director, Institutional Group		STIFEL BANK $17.8 billion in banking assets $3.6 billion in trust assets under administration

PRIVATE CLIENT GROUP $270 billion in assets under management Approximately 2,200 Financial Advisors Nation's SEVENTH largest full-service investment firm* *Based on number of financial advisors	RESEARCH 160 senior analysts across 12 sectors Largest U.S. equity research platform – more than 1,600 global stocks under coverage Ranked in the StarMine Analyst Awards Top 10 for 13 consecutive years	STIFEL EUROPE Raised more than $16 billion for clients across 190+ transactions FINANCIAL ADVSORS No. 1 in volume No. 7 in value BANKS AIM No. 6 in volume No. 3 in value BANKS No. 4 in volume No. 4 in value ECMI	INVESTMENT BANKING more than 400 investment banking professionals in eight industry groups and six product and service groups SINCE 2010 No. 1 among middle-market firms in total number of M&A transactions under $1 billion SINCE 2005 No. 3 in all managed venture capital-backed IPOs International Financing Review's U.S. Mid-Market Equity House of the Year (IFR) in 2013, 2015, and 2017

PUBLIC FINANCE No. 1 senior manager of negotiated municipal bond issues 39 bankers 24 offices No. 1 by number of issues in: K-12 Education Tax Increment Financing Development Districts Multi-Family Housing Taxable New Issues Land Secured Source: Thomson Reuters SDC		ASSET MANAGEMENT 22.6 billion in assets under management $7.6 billion in assets under management

Data is as of December 31, 2018, except where noted. Certain data herein includes transactions completed by companies acquired by or affiliated with Stifel Financial Corp. The number of nancial advisors also includes Century Securities Associates, Inc., a Stifel affliate. Investment banking rankings and data are according to Dealogic as of January 31, 2019. M&A analyltics are as of January 31, 2019. Equity transactions include rank-eligible SEC registered IPOs and follow-on o erings and include demutualizations. Research includes Keefe, Bruyette & Woods, a Stifel a liate, and other rms acquired by Stifel and is as of July 31, 2019. For more information about the StarMine Analyst Awards from Refnitiv, see www.stifel.com/research. References to Stifel may apply to parent company Stifel Financial Corp. or any of its wholly owned subsidiaries, including Stifel, Nicolaus & Company, Incorporated.

Address:

Phone:

Fax/Other:

E-mail:

Stifel at a Glance